DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Willingdon Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Clayton Poudrier | Charles Schwab & Co., Inc. national BD | Willingdon Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 | Apr 30, 2019 |
| Karen Lynn Boschert | Td Ameritrade, Inc. no RAUM | Willingdon Wealth Management LLC independent RIA | Other | Jan 31, 2018 | May 7, 2018 (96 d) |
| Kaye Haverstock Tahiliani | Advice And Planning Services other | Willingdon Wealth Management LLC other | Other | Mar 9, 2017 | Mar 7, 2017 |
| Craig Matthew Wezenski | Fisher Investments other | Willingdon Wealth Management LLC other | Other | Apr 28, 2016 | Mar 29, 2016 |
| James Andrew Bailey | Portfolio Capital Management Inc other | Willingdon Wealth Management LLC other | Other | Feb 3, 2016 | Feb 10, 2016 |
| Christopher Jason Brown | Portfolio Capital Management Inc other | Willingdon Wealth Management LLC other | Other | Feb 3, 2016 | Dec 16, 2015 |
| Brian Summers Jones | Banc Of America Investment Services, Inc. unclassified | Willingdon Wealth Management LLC other | Other | Mar 20, 2009 | Apr 17, 2009 |
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7 moves match.