DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cornerstone Financial Planning, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chelsea Julie PolhemusFidelity Personal And Workplace Advisors BD affiliatedCornerstone Financial Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2023Mar 14, 2025 (708 d)
Sara Anne CasaleGoldman Sachs Wealth Services, L.P. BD affiliatedCornerstone Financial Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2019Feb 1, 2021 (612 d)
Michelle Marie LambAurora Financial Group, LLC otherCornerstone Financial Planning, LLC independent RIAOtherMay 29, 2019Jun 4, 2019
Barry Keck BettersPaladin Advisors, LLC independent RIACornerstone Financial Planning, LLC independent RIARIA to RIAJan 28, 2019Sep 16, 2021 (962 d)
Christina Clara TraurigWinebrenner Capital Management LLC independent RIACornerstone Financial Planning, LLC otherOtherMay 16, 2017Jun 9, 2017
Mackenzie Holly Theodora ParsonsSmi Management & Research LLC otherCornerstone Financial Planning, LLC otherOtherSep 30, 2010May 1, 2014 (1309 d)
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6 moves match.