DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Superior Planning Wealth Management & Family Office
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Mylin Bowers | Planmember Securities Corporation independent RIA | Superior Planning Wealth Management & Family Office independent RIA | RIA to RIA | May 20, 2026 | Apr 21, 2026 |
| James Francis Thomas | Carmel Capital Partners, LLC independent RIA | Superior Planning Wealth Management & Family Office independent RIA | RIA to RIA | Nov 25, 2025 | Sep 20, 2024 |
| Zachary David Jones | Raymond James & Associates, Inc. national BD | Superior Planning Wealth Management & Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 20, 2024 |
| James Francis Thomas | Cincinnati Analysts, Inc other | Superior Planning Wealth Management & Family Office no RAUM | Other | Jun 1, 2012 | Jun 7, 2004 |
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4 moves match.