DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sterling Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daly Christa Andersson | Sanctuary Advisors, LLC BD affiliated | Sterling Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Nov 7, 2023 |
| Joseph Patrick Mcallister | Hantz Financial Services, Inc. independent RIA | Sterling Wealth Management, Inc. independent RIA | RIA to RIA | Jul 15, 2021 | Sep 15, 2021 (62 d) |
| Raymon Michael Brown | LPL Financial LLC other | Sterling Wealth Management, Inc. other | Other | Sep 12, 2012 | Jul 20, 2012 |
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3 moves match.