DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Watts Gwilliam & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Chad Willett | Global Retirement Partners LLC institutional | Watts Gwilliam & Company, LLC independent RIA | Other | Feb 21, 2024 | Mar 22, 2024 |
| Zhenhua Yuan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Watts Gwilliam & Company, LLC independent RIA | Wirehouse to independent RIA | Oct 30, 2020 | Jan 21, 2021 (83 d) |
| Carey Sylvan Mccrady | Csm Financial Planning unclassified | Watts Gwilliam & Company, LLC independent RIA | Other | Dec 31, 2019 | Feb 7, 2020 (38 d) |
| Edward C Lewis | Clearview Wealth Management, LLC unclassified | Watts Gwilliam & Company, LLC other | Other | Dec 13, 2011 | Mar 6, 2012 (84 d) |
| David Bruce Watts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Watts Gwilliam & Company, LLC other | Other | Jun 2, 2004 | Jun 17, 2004 |
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5 moves match.