DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nxg Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Edward Rhodes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nxg Investment Management asset manager | Other | May 12, 2021 | Dec 22, 2022 (589 d) |
| Jerry Vane Swank | Swank Advisors, LP unclassified | Nxg Investment Management other | Other | Nov 26, 2007 | Aug 24, 2004 |
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2 moves match.