DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at R.T. Jones Capital Equities Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Bradley Seiter | Nuveen Asset Management, LLC mixed wealth | R.T. Jones Capital Equities Management Inc. independent RIA | RIA to RIA | Aug 7, 2020 | Mar 29, 2022 (599 d) |
| Robert Terrence Jones | Capital Equities Management LLC unclassified | R.T. Jones Capital Equities Management Inc. other | Other | Apr 12, 2004 | May 12, 2009 (1856 d) |
Page 1 of 1
2 moves match.