DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthcrossing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Carmen Romeo | Atlas Financial unclassified | Wealthcrossing independent RIA | Other | Jan 6, 2019 | Dec 4, 2018 |
| Nicholas Roger Bertozzi | Cherry Bekaert Wealth Management LLC independent RIA | Wealthcrossing independent RIA | RIA to RIA | Sep 7, 2018 | Sep 12, 2018 |
| Christian Enrique Mijares | Morgan Stanley wirehouse | Wealthcrossing other | Other | Aug 21, 2017 | Sep 27, 2017 (37 d) |
| Claire Elaine Craighill | Suntrust Investment Services, Inc. other | Wealthcrossing other | Other | Apr 11, 2007 | May 14, 2007 (33 d) |
| Sarah Ferguson Harris | Suntrust Investment Services, Inc. other | Wealthcrossing independent RIA | Other | Mar 30, 2007 | Apr 19, 2018 (4038 d) |
| Andrea Lynn Broughton | Ernst & Young Investment Advisers Llp no RAUM | Wealthcrossing other | Other | Jul 26, 2005 | Jul 20, 2005 |
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6 moves match.