DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Simon Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Lee Vermillion | Ameriprise Financial Services, LLC national BD | Simon Capital Management other | Other | Feb 18, 2010 | Jun 8, 2010 (110 d) |
| Shayna Lynne Harvey | Advice And Planning Services other | Simon Capital Management other | Other | Feb 8, 2010 | Jun 8, 2010 (120 d) |
| Thomas Marchozzi | Ameriprise Financial Services, LLC national BD | Simon Capital Management other | Other | Oct 13, 2009 | Jun 8, 2010 (238 d) |
| Michael Anthony Pierson Schimek | Cetera Advisor Networks LLC other | Simon Capital Management other | Other | Jan 7, 2009 | Jun 30, 2010 (539 d) |
| Brian Joseph White | Ameriprise Financial Services, LLC national BD | Simon Capital Management other | Other | Jun 27, 2007 | Jan 1, 2009 (554 d) |
| Joseph Charles Bucara | Ameriprise Financial Services, LLC national BD | Simon Capital Management other | Other | Oct 31, 2003 | Jan 3, 2005 (430 d) |
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6 moves match.