DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Investment Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Lawrence Baker | Wells Fargo Advisors wirehouse | Legacy Investment Partners, LLC other | Other | Nov 2, 2004 | Oct 30, 2004 |
| Peter James Sowden | Morgan Stanley Dw Inc. unclassified | Legacy Investment Partners, LLC other | Other | Oct 14, 2004 | Oct 29, 2004 |
| Brenda Elizabeth Black | Cetera Investment Services LLC other | Legacy Investment Partners, LLC other | Other | Apr 2, 2004 | Oct 29, 2004 (210 d) |
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3 moves match.