DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hurwitz Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Abraham Epstein | Kestra Advisory Services, LLC BD affiliated | Hurwitz Associates, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 23, 2022 | May 22, 2024 (791 d) |
| William Linton Hughes | Raymond James & Associates, Inc. national BD | Hurwitz Associates, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 23, 2016 | May 19, 2016 (57 d) |
| John Harold Havenar | Westpark Wealth Advisors, Inc. other | Hurwitz Associates, Inc. state registered | Other | Mar 7, 2016 | Mar 18, 2016 |
| Abdurrahman S Naser | B Riley Wealth Management other | Hurwitz Associates, Inc. state registered | Other | May 31, 2012 | Jul 12, 2012 (42 d) |
| Ian Hurwitz | Wells Fargo Advisors wirehouse | Hurwitz Associates, Inc. state registered | Wirehouse to a state-registered adviser | Dec 1, 2004 | Apr 14, 2005 (134 d) |
Page 1 of 1
5 moves match.