DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Empire Asset Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Steven Levy | Equitable Advisors, LLC national BD | First Empire Asset Management, Inc other | Other | Nov 8, 2017 | Nov 20, 2017 |
| Luke Donenfeld | Advisors Asset Management, Inc. other | First Empire Asset Management, Inc other | Other | Jul 13, 2011 | May 4, 2012 (296 d) |
| Daniel Seghi | Oppenheimer & Co. Inc. other | First Empire Asset Management, Inc other | Other | Mar 8, 2010 | Jun 1, 2012 (816 d) |
| Marisol Sanchez-Taboada | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Empire Asset Management, Inc other | Other | Feb 12, 2009 | Feb 23, 2010 (376 d) |
| Michael Obuchowski | Altanes Investments, LLC state registered | First Empire Asset Management, Inc other | Other | Oct 22, 2008 | Oct 8, 2008 |
Page 1 of 1
5 moves match.