DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Walpole Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donovan Roberson | World Investment Advisors, LLC institutional | Walpole Financial Advisors, LLC independent RIA | Other | Apr 20, 2022 | May 5, 2022 |
| Philip James Ricasata | Strategic Advisers LLC national BD | Walpole Financial Advisors, LLC other | Other | Sep 1, 2016 | Sep 29, 2016 |
| Paul Kevin Mannion | Mercer Global Advisors Inc. other | Walpole Financial Advisors, LLC other | Other | Feb 1, 2013 | Feb 3, 2014 (367 d) |
| Peter Paul Kozak | Kozak Financial Advisory unclassified | Walpole Financial Advisors, LLC other | Other | Apr 30, 2012 | Jun 27, 2007 |
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4 moves match.