DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Global Arena Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Vincent Pette | Friedman Schnaier Asset Management, LLC unclassified | Global Arena Investment Management, LLC other | Other | Aug 4, 2010 | Sep 19, 2012 (777 d) |
| Scott Matthew Freund | Gcc Family Wealth Management Corporation unclassified | Global Arena Investment Management, LLC other | Other | Apr 23, 2010 | May 2, 2012 (740 d) |
| Sandra Teresa Turner | B. Riley Wealth Advisors, Inc. other | Global Arena Investment Management, LLC other | Other | Jun 23, 2009 | Feb 2, 2011 (589 d) |
| Michael Markoff George | Southridge Wealth Management LLC unclassified | Global Arena Investment Management, LLC other | Other | Mar 23, 2009 | Jan 25, 2011 (673 d) |
| Henry Howard | Southridge Wealth Management LLC unclassified | Global Arena Investment Management, LLC other | Other | Mar 23, 2009 | Jan 25, 2011 (673 d) |
| Duncan Gregory Burke | Westminster Securities Corporation unclassified | Global Arena Investment Management, LLC other | Other | Mar 3, 2009 | Feb 2, 2011 (701 d) |
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6 moves match.