DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Monarch Wealth Strategies

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nga Yu HoPdv Financial Management unclassifiedMonarch Wealth Strategies independent RIAOtherMar 13, 2024Mar 12, 2024
Grant S ColinSeia BD affiliatedMonarch Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2023Sep 18, 2023
Irene Therese TimmonsLPL Financial LLC BD affiliatedMonarch Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2020Oct 13, 2020
Kimberly Sara MaleskyLPL Financial LLC BD affiliatedMonarch Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2020Nov 27, 2018
Brian Thomas JohnsonLPL Financial LLC BD affiliatedMonarch Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2020Nov 27, 2018
Aaron Jeffrey ClarkLPL Financial LLC BD affiliatedMonarch Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Nov 27, 2018
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6 moves match.