DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at M Financial Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Patrick Olson | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2026 | Mar 20, 2024 |
| Brian Thomas Murphy | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jul 22, 2019 |
| Elizabeth Legacy | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | Nov 8, 2022 |
| Antonio Carter | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Oct 14, 2022 |
| Jason C Kronstad | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2022 | May 31, 2019 |
| Spencer Alexander Provow | M Holdings Securities, Inc. other | M Financial Asset Management, Inc. other | Other | Nov 2, 2015 | Aug 5, 2009 |
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6 moves match.