DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rappaport Reiches Capital Management,
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Teresa Velgara | Cibc Private Wealth Advisors, Inc. BD affiliated | Rappaport Reiches Capital Management, independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Dec 21, 2018 |
| Elizabeth Xilas | RBC Capital Markets, LLC national BD | Rappaport Reiches Capital Management, other | Other | Jan 21, 2011 | Jan 26, 2011 |
| Christine Marie Jordan | Strategic Advisers LLC national BD | Rappaport Reiches Capital Management, other | Other | Aug 27, 2009 | Mar 4, 2010 (189 d) |
| David Michael Rappaport | Alliancebernstein L.P. other | Rappaport Reiches Capital Management, other | Other | Aug 25, 2005 | Sep 20, 2005 |
| Shari Lynn Reiches | Alliancebernstein L.P. other | Rappaport Reiches Capital Management, other | Other | Aug 25, 2005 | Sep 20, 2005 |
Page 1 of 1
5 moves match.