DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newport Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Theresa Gibson | Crown Capital Securities, L.P. BD affiliated | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 5, 2022 |
| David Harlan Hatch | Investacorp Advisory Services Inc BD affiliated | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Aug 30, 2019 |
| Skyler Cooper Forrest Stokes | Independent Financial Group, LLC BD affiliated | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 23, 2019 |
| Matthew Scott Smith | Morgan Stanley wirehouse | Newport Wealth Advisors, Inc. independent RIA | Wirehouse to independent RIA | May 30, 2013 | Apr 29, 2015 (699 d) |
| Scott Glenn Eichler | Investment Advisors International, Inc. unclassified | Newport Wealth Advisors, Inc. independent RIA | Other | Sep 27, 2010 | Oct 20, 2010 |
| Susan Kim Broaddus | Ameriprise Financial Services, LLC national BD | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2007 | Oct 8, 2007 |
| Brent Robert Broaddus | Ameriprise Financial Services, LLC national BD | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2007 | Oct 8, 2007 (41 d) |
| Lawrence Michael Depaul | Ameriprise Financial Services, LLC national BD | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2007 | Oct 8, 2007 (46 d) |
| Surya Joshua Kane Metzler | Crowell, Weedon & Co. other | Newport Wealth Advisors, Inc. independent RIA | Other | Aug 2, 2007 | Oct 10, 2007 (69 d) |
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9 moves match.