DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Eagle Financial Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David M Robbins | American Independent Securities Group, LLC independent RIA | Eagle Financial Strategies independent RIA | RIA to RIA | Jan 6, 2023 | Jan 24, 2023 |
| Richard Miller Nickerson | LPL Financial LLC independent RIA | Eagle Financial Strategies other | Other | Feb 6, 2019 | Feb 15, 2019 |
| Andrew Mccard Nickerson | Wells Fargo Advisors wirehouse | Eagle Financial Strategies other | Other | Jan 24, 2018 | Sep 23, 2019 (607 d) |
| Steven Duval Harrison | Cambridge Investment Research Advisors, Inc. other | Eagle Financial Strategies other | Other | Oct 3, 2008 | Sep 11, 2008 |
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4 moves match.