DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Traynor Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Simon Antoine Arrata | Sowell Management independent RIA | Traynor Capital Management independent RIA | RIA to RIA | Oct 23, 2025 | Aug 26, 2025 |
| Michael John Jordan | Charles Schwab & Co., Inc. national BD | Traynor Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Feb 13, 2024 (148 d) |
| Michael N De Quevedo | Morgan Stanley wirehouse | Traynor Capital Management other | Other | Jul 23, 2013 | Jul 5, 2013 |
| Bridgot Sharon Basile | Rittenhouse Asset Management, Inc. unclassified | Traynor Capital Management other | Other | May 5, 2008 | Mar 10, 2014 (2135 d) |
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4 moves match.