DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Highland Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Ryan Watkins | Pnc Capital Advisors LLC other | Highland Capital Advisors, LLC no RAUM | Other | Jan 2, 2024 | Jan 12, 2024 |
| Richard Cameron Wyman | Verus Advisory, Inc. other | Highland Capital Advisors, LLC no RAUM | Other | Jan 5, 2006 | Mar 3, 2011 (1883 d) |
| William Sean Small | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Highland Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 28, 2005 | Feb 9, 2011 (2203 d) |
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3 moves match.