DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capgroup Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Karl Kuhlen | Mentor Wealth Management unclassified | Capgroup Advisors other | Other | Mar 27, 2013 | Jan 7, 2013 |
| Todd Coleman Early | Edelman Financial Services, LLC other | Capgroup Advisors other | Other | Sep 10, 2010 | Nov 5, 2010 (56 d) |
| Matthew Joseph Buckley | Suntrust Investment Services, Inc. other | Capgroup Advisors other | Other | Jun 1, 2010 | Jun 28, 2010 |
| Mark Gregory Smith | Capital Advisory Group unclassified | Capgroup Advisors other | Other | Apr 4, 2006 | Apr 4, 2006 |
| Robert Mallory Freeman | Capital Advisory Group unclassified | Capgroup Advisors other | Other | Apr 3, 2006 | Apr 3, 2006 |
| Lisa Carolyn Longest | Capital Advisory Group unclassified | Capgroup Advisors other | Other | Apr 3, 2006 | Apr 3, 2006 |
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6 moves match.