DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gaam Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Kevin DavisLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherOct 29, 2015Jan 17, 2008
Jeffrey Paul KastnerLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherApr 2, 2015Jan 17, 2008
Denise Kennedy DepriestLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherOct 29, 2013Jun 3, 2013
Amy Warren EdwardsLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherOct 23, 2013Jan 17, 2008
Jonathan Edward MullinsLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherJun 26, 2013Feb 18, 2014 (237 d)
Michael Anthony SpieglerLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherMay 6, 2013Dec 6, 2013 (214 d)
Michael D BirdOsaic Fs, Inc. otherGaam Wealth Advisors, Inc. otherOtherJul 6, 2007Jan 17, 2008 (195 d)
John Christopher AtkinsLPL Financial LLC otherGaam Wealth Advisors, Inc. otherOtherFeb 12, 2007Nov 2, 2006
Joy Lynne GarlandGilbert Advanced Asset Management, Inc. unclassifiedGaam Wealth Advisors, Inc. otherOtherDec 13, 2004Nov 2, 2006 (689 d)
Joseph Barry BaileyGilbert Advanced Asset Management, Inc. unclassifiedGaam Wealth Advisors, Inc. otherOtherDec 13, 2004Nov 2, 2006 (689 d)
Pamela Annette RehartGilbert Advanced Asset Management, Inc. unclassifiedGaam Wealth Advisors, Inc. otherOtherDec 13, 2004Nov 2, 2006 (689 d)
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11 moves match.