DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Whalerock Point Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Philip GencoBeaumont Financial Partners LLC independent RIAWhalerock Point Partners, LLC independent RIARIA to RIAJul 30, 2018Aug 1, 2018
Malcolm Greene ChaceOppenheimer & Co. Inc. otherWhalerock Point Partners, LLC otherOtherMar 4, 2013Mar 27, 2015 (753 d)
Robert Emmet CusackNewport Investment Management LLC unclassifiedWhalerock Point Partners, LLC otherOtherMar 28, 2012Dec 4, 2012 (251 d)
Tyson Carter ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWhalerock Point Partners, LLC independent RIAWirehouse to independent RIASep 8, 2010Jul 25, 2018 (2877 d)
Nicholas Grave TrotmanHigh Street Advisors, L.P unclassifiedWhalerock Point Partners, LLC otherOtherDec 31, 2009Mar 10, 2017 (2626 d)
Jonathan David KuczmarskiAmeriprise Financial Services, LLC national BDWhalerock Point Partners, LLC otherOtherApr 28, 2006Feb 24, 2014 (2859 d)
Kenneth Edward GoodreauGunnallen Financial, Inc unclassifiedWhalerock Point Partners, LLC otherOtherDec 9, 2005Aug 30, 2016 (3917 d)
Bradley Page DormanColumbia Management Advisors, Inc. unclassifiedWhalerock Point Partners, LLC otherOtherSep 7, 2004Jul 27, 2006 (688 d)
Richard Edward CavanaghColumbia Management Advisors, Inc. unclassifiedWhalerock Point Partners, LLC otherOtherJan 27, 2004Jul 27, 2006 (912 d)
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9 moves match.