DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Trinity Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradford Petersen BagbyBagby Capital Management, LLC unclassifiedTrinity Capital Management, LLC state registeredOtherNov 21, 2011Feb 27, 2014 (829 d)
Matthew Aaron LesterLamco, LLC unclassifiedTrinity Capital Management, LLC state registeredOtherDec 7, 2010Mar 24, 2011 (107 d)
William Matthew LeismanCambridge Investment Research Advisors, Inc. otherTrinity Capital Management, LLC state registeredOtherNov 12, 2010Mar 24, 2011 (132 d)
Matthew Aaron LesterPiper Sandler & Co. no RAUMTrinity Capital Management, LLC state registeredOtherMay 11, 2006Aug 1, 2006 (82 d)
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4 moves match.