DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren N. Schultz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Marian Financial Services, Inc. state registered | Wirehouse to a state-registered adviser | Oct 9, 2014 | Oct 7, 2015 (363 d) |
| Richard Mark Allison | First Financial Advisors, LLC other | Marian Financial Services, Inc. state registered | Other | Aug 20, 2008 | Oct 28, 2008 (69 d) |
| Bryan Lee Weiss | Asset Preservation Alliance Inc. unclassified | Marian Financial Services, Inc. state registered | Other | Oct 30, 2006 | Aug 9, 2006 |
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3 moves match.