DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Byron Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Keen | Vanguard Advisers, Inc. BD affiliated | Byron Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2022 | Jul 19, 2022 |
| Matthew Alan Batson | UBS Financial Services Inc. wirehouse | Byron Financial, LLC independent RIA | Wirehouse to independent RIA | Nov 24, 2020 | Nov 16, 2020 |
| Joshua Scott Mayor | Greerwalker Wealth LLC other | Byron Financial, LLC other | Other | Sep 17, 2012 | Apr 3, 2014 (563 d) |
| Philip Rees Brody | Nfp Advisor Services, LLC other | Byron Financial, LLC other | Other | Jan 29, 2007 | Jan 29, 2007 |
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4 moves match.