DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthtrust Arizona
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Gerard Bertrand | Strategic Advisers LLC national BD | Wealthtrust Arizona other | Other | Sep 16, 2008 | Sep 29, 2008 |
| Paul Christopher Ohanian | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
| Ben Rollins Wilson | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
| Paul Anthony Ahern | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
| Brent Connor Mcquiston | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
| Theresa Anne Krueg | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
| Michael Lee Bowen | Wealth Trust - Arizona LLC unclassified | Wealthtrust Arizona other | Other | Dec 7, 2006 | Dec 19, 2006 |
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7 moves match.