DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Holcombe Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hope Gena Albu | Peak Asset Management, LLC independent RIA | Holcombe Financial, Inc. independent RIA | RIA to RIA | Nov 29, 2023 | Jan 19, 2024 (51 d) |
| Marcia Marie Mayoue | Mayoue Wealth Management, LLC unclassified | Holcombe Financial, Inc. other | Other | Mar 15, 2011 | Feb 14, 2011 |
| Russell E Holcombe | Applied Financial Group Inc unclassified | Holcombe Financial, Inc. other | Other | Sep 5, 2007 | Nov 13, 2007 (69 d) |
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3 moves match.