DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Solitude Wealth Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeff David Currie | Global Financial Private Capital, Inc. BD affiliated | Solitude Wealth Advisors, LLC. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 16, 2019 | Dec 19, 2012 |
| Gregory Nondas Roumpos | Global Financial Private Capital, Inc. other | Solitude Wealth Advisors, LLC. state registered | Other | Jul 11, 2013 | Feb 13, 2015 (582 d) |
| Scott L Nelson | Global Financial Private Capital, Inc. other | Solitude Wealth Advisors, LLC. state registered | Other | Nov 30, 2012 | Dec 17, 2012 |
| Scott Miller Kimball | Global Financial Private Capital, Inc. other | Solitude Wealth Advisors, LLC. state registered | Other | Nov 30, 2012 | Dec 17, 2012 |
| Steven Rex Cook | Global Financial Private Capital, Inc. other | Solitude Wealth Advisors, LLC. state registered | Other | Nov 30, 2012 | Dec 14, 2012 |
| Gregory Nondas Roumpos | Transamerica Financial Advisors, LLC other | Solitude Wealth Advisors, LLC. state registered | Other | May 29, 2007 | Dec 31, 2006 |
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6 moves match.