DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Solitude Wealth Advisors, LLC.
Latest filing Jan 30, 2026
First filing on the tape Jan 30, 2026 · 1 filings
RAUM
$36.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$36.1M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
- RAUM per advisor
- $18.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $282,197derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$20.4M56%
- Individuals$15.7M44%
- Individual clients
- 116reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 128reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Nondas Roumpos | Holladay, Ut | Feb 13, 2015 | 36 y | 8 |
| George Roumpos | Holladay, Ut | Sep 26, 2016 | 24 y | 1 |
Advisor movement
Left, latest
- Gregory Nondas Roumpos to Integrity Alliance, LLCDec 31, 2014 · Other
- Scott Miller Kimball to First Western AdvisorsSep 2, 2014 · Other
- Scott L Nelson to Alphastar Capital ManagementDec 13, 2013 · Other
- Jeff David Currie to Elevated Capital Advisors, LLCOct 31, 2013 · Other
- Steven Rex Cook to Principal Securities, Inc.May 10, 2013 · Other
Joined, latest
- Gregory Nondas Roumpos from Global Financial Private Capital, Inc.Feb 13, 2015 · Other
- Jeff David Currie from Global Financial Private Capital, Inc.Dec 19, 2012 · Affiliated broker-dealer or bank to a state-registered adviser
- Scott Miller Kimball from Global Financial Private Capital, Inc.Dec 17, 2012 · Other
- Scott L Nelson from Global Financial Private Capital, Inc.Dec 17, 2012 · Other
- Steven Rex Cook from Global Financial Private Capital, Inc.Dec 14, 2012 · Other
- Gregory Nondas Roumpos from Transamerica Financial Advisors, LLCDec 31, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Holladay, Ut · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SOLITUDEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-797-6232reportedpublic record, Form ADV, Jan 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026