DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Starfox Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Albert Devautour | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Starfox Financial Services, LLC independent RIA | Wirehouse to independent RIA | Oct 26, 2021 | Oct 18, 2021 |
| William Gerald Friebel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Starfox Financial Services, LLC independent RIA | Wirehouse to independent RIA | Mar 28, 2017 | Apr 12, 2017 |
| Darren James Vilardo | Cooper Mcmanus other | Starfox Financial Services, LLC independent RIA | Other | Jan 3, 2013 | Feb 13, 2013 (41 d) |
| Ensen Mason | LPL Financial LLC other | Starfox Financial Services, LLC independent RIA | Other | Feb 3, 2012 | Jan 25, 2012 |
| Christopher Blair Lindsay | Edward Jones national BD | Starfox Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2010 | Sep 15, 2010 |
| Jose Eleazar Palafox | Marathon Capital Management, LLC state registered | Starfox Financial Services, LLC independent RIA | Other | Apr 9, 2007 | Mar 22, 2007 |
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6 moves match.