DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pacific Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Eric Luhan | The Pacific Financial Group, Inc. independent RIA | Pacific Financial Group, LLC other | Other | Mar 8, 2024 | May 30, 2019 |
| Eric Neufeld | The Pacific Financial Group, Inc. independent RIA | Pacific Financial Group, LLC other | Other | Aug 17, 2021 | Dec 9, 2019 |
| Francesco Giuseppe Maggiora | Assetmark, Inc. other | Pacific Financial Group, LLC other | Other | Sep 11, 2012 | Nov 26, 2013 (441 d) |
| Keith David Stempel | Assetmark, Inc. other | Pacific Financial Group, LLC other | Other | Sep 6, 2012 | Dec 5, 2012 (90 d) |
| Jeffrey Kent Olsen | John Hancock Distributors LLC unclassified | Pacific Financial Group, LLC other | Other | Dec 31, 2006 | Jan 7, 2009 (738 d) |
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5 moves match.