DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wellspring Family Office
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anna Vitale | Key Investment Services LLC BD affiliated | Wellspring Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Jul 17, 2026 (136 d) |
| James Joseph Smerke | Plante Moran Financial Advisors other | Wellspring Family Office independent RIA | Other | Feb 6, 2018 | Jan 8, 2020 (701 d) |
| Michael Thomas Novak | Chess Financial Corp other | Wellspring Family Office other | Other | Feb 27, 2007 | May 22, 2007 (84 d) |
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3 moves match.