DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Trust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neil Marc MatlinsMatlins Financial Consulting, Inc. unclassifiedGlobal Trust independent RIAOtherMay 29, 2025Jan 1, 2026 (217 d)
Timothy Henry SchmedesCoastal Way Financial Group, LLC state registeredGlobal Trust independent RIAOtherAug 16, 2019Jun 5, 2025 (2120 d)
Paul J AbbottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGlobal Trust independent RIAWirehouse to independent RIAMar 5, 2018Mar 12, 2018
Frank Marsh Ashley,IIIAshley Financial Services, Pa unclassifiedGlobal Trust otherOtherDec 31, 2017Nov 2, 2017
Patricia Jill AshleyAshley Financial Services, Pa unclassifiedGlobal Trust otherOtherDec 31, 2017Nov 2, 2017
Jay Lawrence MarmerFinancial Security Services, LLC otherGlobal Trust otherOtherDec 31, 2016Apr 5, 2017 (95 d)
Steven E. MarcusFinancial Security Services, LLC otherGlobal Trust otherOtherDec 31, 2016Apr 5, 2017 (95 d)
Joseph Harold LittkyCapital Guardian Wealth Management, LLC otherGlobal Trust otherOtherAug 10, 2016Sep 15, 2016 (36 d)
Andrew Lawrence KleinmanMorgan Stanley wirehouseGlobal Trust otherOtherAug 28, 2013Aug 19, 2013
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9 moves match.