DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Elser Financial Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allison Marie Gruesbeck | Ameriprise Financial Services, LLC national BD | Elser Financial Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Jan 27, 2025 |
| Zachary G Giles | Charles Schwab & Co., Inc. national BD | Elser Financial Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 14, 2022 |
| Kathleen Ellen Tranovich | Cherry Tree Wealth Management, LLC independent RIA | Elser Financial Planning, Inc. independent RIA | RIA to RIA | Dec 19, 2019 | Oct 18, 2021 (669 d) |
| Ryan Robert Miller | Plancorp, LLC independent RIA | Elser Financial Planning, Inc. independent RIA | RIA to RIA | Sep 17, 2018 | Nov 16, 2018 (60 d) |
| Susan Christine Elser | Charles A. Liles & Associates, Inc. unclassified | Elser Financial Planning, Inc. other | Other | Mar 22, 2007 | Feb 22, 2007 |
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5 moves match.