DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hummel Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jerome Kucera | On Investment Management Co BD affiliated | Hummel Wealth Management, LLC no RAUM | Other | Jul 13, 2022 | Dec 19, 2023 (524 d) |
| Lukas Alexander Burch | On Investment Management Co BD affiliated | Hummel Wealth Management, LLC no RAUM | Other | Dec 16, 2021 | Sep 8, 2021 |
| Joshua Michael Hartzler | Expand Financial, LLC institutional | Hummel Wealth Management, LLC other | Other | Aug 20, 2013 | Oct 10, 2013 (51 d) |
| Ross Daniel Cochrell | On Investment Management Co other | Hummel Wealth Management, LLC other | Other | May 7, 2013 | May 26, 2011 |
| John Robert Mullett | On Investment Management Co other | Hummel Wealth Management, LLC other | Other | Dec 31, 2010 | Jun 16, 2010 |
| David B Schlabach | On Investment Management Co other | Hummel Wealth Management, LLC other | Other | Dec 31, 2007 | Apr 24, 2007 |
| Andrew Dennis Badertscher | 1st Global Advisors Inc other | Hummel Wealth Management, LLC other | Other | Jul 11, 2007 | Aug 28, 2007 (48 d) |
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7 moves match.