DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wakefield Asset Management, Lllp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Eric Peterson | Raymond James Investment Management asset manager | Wakefield Asset Management, Lllp independent RIA | Other | Jan 6, 2020 | Dec 1, 2021 (695 d) |
| Geoffrey Todd Gervasini | Wakefield Asset Management, Inc. unclassified | Wakefield Asset Management, Lllp other | Other | Dec 20, 2007 | Oct 31, 2007 |
| Michael Anthony Markovich | Morgan Stanley Dw Inc. unclassified | Wakefield Asset Management, Lllp other | Other | Apr 10, 2006 | Oct 31, 2007 (569 d) |
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3 moves match.