DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heck Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grace Elizabeth Heck | Ameriprise Financial Services, LLC national BD | Heck Capital Advisors, LLC other | Other | Jun 29, 2026 | Jul 24, 2026 |
| Phillip A. Sanchez | Strategic Advisers LLC national BD | Heck Capital Advisors, LLC other | Other | Mar 19, 2026 | Apr 3, 2026 |
| Derek Mcshane Bartle | U.S. Bancorp Investments, Inc. BD affiliated | Heck Capital Advisors, LLC other | Other | Jul 23, 2025 | Aug 21, 2025 |
| Todd Lyal Manteufel | Pruco Securities, LLC BD affiliated | Heck Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Jun 24, 2024 (69 d) |
| Samuel John Brettingen | Mutual Of Omaha Investor Services, Inc. no RAUM | Heck Capital Advisors, LLC other | Other | Feb 2, 2022 | Feb 9, 2022 |
| John Robert Moore | Cmj Partners, LLC unclassified | Heck Capital Advisors, LLC mixed wealth | Other | Dec 31, 2011 | May 24, 2023 (4162 d) |
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6 moves match.