DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wsa Affiliates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roy Lee Piske | Woodbury Financial Services, Inc. BD affiliated | Wsa Affiliates, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 12, 2020 | Mar 12, 2020 |
| Albert Monroe Campbell | Probity Advisors, Inc. other | Wsa Affiliates, LLC state registered | Other | Aug 2, 2016 | Nov 4, 2010 |
| Candace Cuniberti | Woodbury Financial Services, Inc. other | Wsa Affiliates, LLC state registered | Other | Nov 8, 2011 | Jun 18, 2012 (223 d) |
| Paul Anthony Heemann | Momentum Independent Network Inc. other | Wsa Affiliates, LLC state registered | Other | Jun 2, 2011 | Jun 24, 2011 |
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4 moves match.