DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lifeplan Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brooks Russell NicholsStrategic Advisers LLC national BDLifeplan Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2025Jan 29, 2026 (167 d)
Ryan David WahlersOsaic Wealth, Inc. BD affiliatedLifeplan Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2025Feb 25, 2026 (400 d)
Robert Scott WilsonTd Ameritrade, Inc. no RAUMLifeplan Group independent RIAOtherSep 27, 2022Oct 5, 2022
Jenny Rebecca ElsteinProspera Financial Services, Inc. otherLifeplan Group independent RIAOtherJul 13, 2017Sep 13, 2017 (62 d)
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4 moves match.