DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Global Wealth Consultants, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Robert Marshall | Avantax Advisory Services other | Global Wealth Consultants, LLC other | Other | Sep 14, 2012 | Oct 17, 2012 (33 d) |
| Nicholas Alexander Wychocki | Banc Of America Investment Services, Inc. unclassified | Global Wealth Consultants, LLC other | Other | Dec 2, 2008 | Jan 6, 2009 (35 d) |
| Paul Henry Barlow | Northern Trust Securities, Inc no RAUM | Global Wealth Consultants, LLC other | Other | Sep 4, 2008 | Jan 7, 2009 (125 d) |
| Jeffrey Alan Carney | Avantax Advisory Services other | Global Wealth Consultants, LLC other | Other | Feb 20, 2008 | Jan 25, 2008 |
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4 moves match.