DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Financial Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Carleton Scuderi | Equitable Advisors, LLC national BD | Capital Financial Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 14, 2023 | Feb 22, 2024 (314 d) |
| Martin Davis Hensley | Jb Fitz Inc. unclassified | Capital Financial Advisory Group, LLC state registered | Other | Feb 6, 2017 | Mar 29, 2017 (51 d) |
| Parker R Holland | World Equity Group, Inc. other | Capital Financial Advisory Group, LLC state registered | Other | Jun 17, 2016 | Jun 20, 2016 |
| Peter Jose' D'Arruda | Global Financial Private Capital, Inc. other | Capital Financial Advisory Group, LLC state registered | Other | Dec 10, 2010 | Nov 27, 2012 (718 d) |
| Peter Jose' D'Arruda | Horter Investment Management, LLC other | Capital Financial Advisory Group, LLC state registered | Other | Aug 25, 2008 | Oct 20, 2008 (56 d) |
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5 moves match.