DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Addison Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Morgan Carter Frees | J.P. Morgan Securities LLC wirehouse | Addison Capital independent RIA | Wirehouse to independent RIA | Nov 1, 2023 | Dec 5, 2023 (34 d) |
| Daniel Alan Parker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Addison Capital mixed wealth | Wirehouse to independent RIA | Jul 5, 2017 | Jul 12, 2018 (372 d) |
Page 1 of 1
2 moves match.