DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Addison Capital
Wealth manager with institutional or fund businessConshohocken, PennsylvaniaCRD 144853SEC 801-68352websiteIAPD
Legal name Addison Capital, LLC
Latest filing Aug 14, 2026
First filing on the tape Feb 6, 2012 · 29 filings
SEC status approved since Sep 27, 2007
RAUM
$1.1B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
48%
$539M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$375M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.1B as of Aug 14, 2026
Feb 6, 2012$401M then
HNW client RAUM$508M as of Aug 14, 2026
Feb 27, 2018$183M then
State-registered IARs (5.B.3)3 as of Aug 14, 2026
Mar 7, 20130 then
Employees (5.A)4 as of Aug 14, 2026
Mar 7, 20135 then
Private funds: no history
RAUM +39% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
- RAUM per advisor
- $375MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $259M, 127 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$508M45%
- Banks and thrifts$301M27%
- State and municipal entities$146M13%
- Charitable organizations$57.7M5.1%
- Pension and profit-sharing plans$55.1M4.9%
- Individuals$31.4M2.8%
- Corporations and businesses$25.4M2.3%
- Individual clients
- 112reported
- HNW clients
- 137reported
- Pension plan clients
- 7reported
- Charitable clients
- 19reported
- Accounts
- 615reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $259M for 127 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.48 fund_share=0.0 institutional_share=0.23 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Alan Church | Conshohocken, Pa | Feb 23, 2016 | 17 y | 0 |
| Steven Richard BenjaminChartered Financial Analyst | Conshohocken, Pa | Feb 25, 2022 | 21 y | 0 |
| Morgan Carter Frees | Conshohocken, Pa | Dec 5, 2023 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Brandon Chance Kaletkowski to Truist Advisory Services, Inc.Feb 2, 2024 · RIA to affiliated broker-dealer or bank
- Daniel Alan Parker to Nest EggMar 14, 2023 · RIA to RIA
- Charles Anthony Scavone to Nest EggJul 29, 2020 · Other
Joined, latest
- Morgan Carter Frees from J.P. Morgan Securities LLCDec 5, 2023 · Wirehouse to independent RIA
- Daniel Alan Parker from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 12, 2018 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Steven Benjamin · Cco, Evp, Partnercontrolsince 11/2023 · owns less than 5%
- Alan Michael Church · Ceocontrolsince 08/2007 · owns less than 5%
- Alan Michael Church · Ownercontrolsince 10/2023 · owns 75% or more of Addison Capital Holdings, LLC
Entity owners
- Addison Capital Holdings, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Nest Insurance LLCreal estaten
- Nest Investments Bd LLCbroker-dealern
- Nest Egginvestment advisernRAUM $132M
- Numismatic Digital Asset Fund LPpooled vehicle sponsorn
Advisers that list Addison Capital as a related person
- 286024 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 526 to 615Mar 25, 2025 to Mar 26, 2026
- Charity clients · 9 to 19Mar 25, 2025 to Mar 26, 2026
- Corporate clients · 9 to 6Mar 25, 2025 to Mar 26, 2026
- HNW clients · 128 to 137Mar 25, 2025 to Mar 26, 2026
- Individual clients · 132 to 112Mar 25, 2025 to Mar 26, 2026
- Pension plan clients · unset to 7.0Mar 25, 2025 to Mar 26, 2026
- Assets in custody · $98.4M to $259MMar 25, 2025 to Mar 26, 2026
- Financial planning clients · 11-25 to 26-50Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $525M to $823MMar 25, 2025 to Mar 26, 2026
- HNW RAUM · $404M to $508MMar 25, 2025 to Mar 26, 2026
- Individual RAUM · $44.4M to $31.4MMar 25, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $283M to $301MMar 25, 2025 to Mar 26, 2026
- Pension RAUM · $796,206 to $55.1MMar 25, 2025 to Mar 26, 2026
- RAUM · $808M to $1.1BMar 25, 2025 to Mar 26, 2026
- Accounts · 458 to 526Nov 7, 2024 to Mar 25, 2025
- Charity clients · unset to 9.0Nov 7, 2024 to Mar 25, 2025
- Corporate clients · unset to 9.0Nov 7, 2024 to Mar 25, 2025
- HNW clients · 79 to 128Nov 7, 2024 to Mar 25, 2025
- Individual clients · 145 to 132Nov 7, 2024 to Mar 25, 2025
- Assets in custody · $69.6M to $98.4MNov 7, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 11-25Nov 7, 2024 to Mar 25, 2025
- Discretionary RAUM · $320M to $525MNov 7, 2024 to Mar 25, 2025
- HNW RAUM · $279M to $404MNov 7, 2024 to Mar 25, 2025
- Individual RAUM · $49.5M to $44.4MNov 7, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $427M to $283MNov 7, 2024 to Mar 25, 2025
- Pension RAUM · $8.6M to $796,206Nov 7, 2024 to Mar 25, 2025
- RAUM · $747M to $808MNov 7, 2024 to Mar 25, 2025
- Accounts · 485 to 458Oct 13, 2023 to Mar 27, 2024
- HNW clients · 88 to 79Oct 13, 2023 to Mar 27, 2024
- Individual clients · 131 to 145Oct 13, 2023 to Mar 27, 2024
- Assets in custody · $66.3M to $69.6MOct 13, 2023 to Mar 27, 2024
- Legal name · ADDISON CAPITAL, INC. to ADDISON CAPITAL, LLCOct 13, 2023 to Mar 27, 2024
- Discretionary RAUM · $325M to $320MOct 13, 2023 to Mar 27, 2024
- HNW RAUM · $304M to $279MOct 13, 2023 to Mar 27, 2024
- Individual RAUM · $29.9M to $49.5MOct 13, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $326M to $427MOct 13, 2023 to Mar 27, 2024
- Pension RAUM · $7.1M to $8.6MOct 13, 2023 to Mar 27, 2024
- RAUM · $651M to $747MOct 13, 2023 to Mar 27, 2024
- Succession · true to falseOct 13, 2023 to Mar 27, 2024
- Advisory activities · 2 to 4Mar 15, 2023 to Oct 13, 2023
Signals
8 dated events
- Addison Capital reported RAUM $1.1B, up 39% from $808.0M (2025-03-25 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- H Sandra Laster (Chief Compliance Officer) no longer on Schedule A of Addison Capital (listed 2023-10-13, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Richard Steven Benjamin (Cco, Evp, Partner) appeared on Schedule A of Addison CapitalMar 27, 2024 · Control person joined · fact
- Brandon Chance Kaletkowski left Addison Capital for Truist Advisory Services, Inc. (registered 2024-03-19)Feb 2, 2024 · Advisor changed firm · fact
- Addison Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 13, 2023 · Succession (Item 4) · fact
- Daniel Alan Parker left Addison Capital for Nest Egg (registered 2018-07-12)Mar 14, 2023 · Advisor changed firm · fact
- Addison Capital reported RAUM $627.0M, up 39% from $450.5M (2019-02-27 to 2020-02-07)Feb 7, 2020 · RAUM change · derived
- Addison Capital reported RAUM $450.5M, down 38% from $732.0M (2018-05-23 to 2019-02-27)Feb 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Addison Capital · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@addisoncapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-563-6919reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/229403reportedpublic record, Form ADV, Sep 17, 2026
- Website
- ADDISONCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-563-6919reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $375Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026