DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Decision Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Peter Weinstein | Morgan Stanley wirehouse | Decision Investments, Inc. independent RIA | Wirehouse to independent RIA | May 7, 2012 | Apr 30, 2012 |
| J Timothy Dyer | UBS Financial Services Inc. wirehouse | Decision Investments, Inc. independent RIA | Wirehouse to independent RIA | Aug 22, 2008 | Aug 8, 2008 |
| Michael Adam Malvin | Citigroup Global Markets Inc. other | Decision Investments, Inc. independent RIA | Other | Aug 31, 2007 | Jul 31, 2015 (2891 d) |
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3 moves match.