DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dmkc Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Joseph HarrisonThrivent Investment Management Inc. BD affiliatedDmkc Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2024Aug 5, 2024
Amanda Jo SheederVoya Financial Advisors, Inc. BD affiliatedDmkc Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Sep 30, 2019
Kevin Alexander ShiresOsaic Fa, Inc. otherDmkc Advisory Services, LLC otherOtherAug 21, 2012Aug 23, 2012
Michelle Renee StockmanCommerce Wealth Advisers, LLC otherDmkc Advisory Services, LLC otherOtherJul 6, 2012Jul 24, 2012
Bart William AbyInvestment Management Group otherDmkc Advisory Services, LLC otherOtherJan 20, 2009Feb 18, 2009
Gary Robert LucasInvestment Management Group otherDmkc Advisory Services, LLC otherOtherDec 3, 2008Dec 1, 2008
Page 1 of 1
6 moves match.