DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Money Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Martin Knight | Cetera Advisor Networks LLC BD affiliated | Retirement Money Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Feb 14, 2019 |
| Jay Richard Labarre | Girard Securities, Inc. other | Retirement Money Management other | Other | Nov 1, 2017 | Nov 5, 2014 |
| Robert Lewis Lee | Girard Securities, Inc. other | Retirement Money Management other | Other | Dec 31, 2011 | Mar 14, 2017 (1900 d) |
| Robert Lewis Lee | Retirement Money Management unclassified | Retirement Money Management no RAUM | Other | Dec 31, 2007 | Dec 19, 2008 (354 d) |
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4 moves match.