DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mcilrath & Eck, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adelaide Leslie GrimmMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMcilrath & Eck, LLC independent RIAWirehouse to independent RIAMay 3, 2018Aug 7, 2018 (96 d)
Alexander Peter GoldbergNorthwestern Mutual Investment Services,LLC no RAUMMcilrath & Eck, LLC independent RIAOtherJun 29, 2016Aug 9, 2022 (2232 d)
Jacob Arthur BlukisEquitable Advisors, LLC national BDMcilrath & Eck, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2015Aug 14, 2018 (1268 d)
Troy James CrutcherWaddell & Reed otherMcilrath & Eck, LLC otherOtherMar 28, 2012May 7, 2012 (40 d)
Thor Harvey McilrathCambridge Investment Research Advisors, Inc. otherMcilrath & Eck, LLC otherOtherApr 24, 2008Dec 3, 2007
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5 moves match.