DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• • E••• L••
Latest filing Mar 31, 2026
First filing on the tape May 25, 2012 · 33 filings
SEC status approved since Aug 18, 2009
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.4B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$227M
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
May 25, 2012$175M then
HNW client RAUM$989M as of Mar 31, 2026
Mar 30, 2018$122M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
May 25, 20120 then
Employees (5.A)19 as of Mar 31, 2026
Mar 18, 20134 then
Private funds: no history
RAUM +29% over the last fiscal year+28% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $227MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 215derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $338,098derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$989M72%
- Individuals$376M28%
- Charitable organizations$60,0000.0%
- Individual clients
- 870reported
- HNW clients
- 417reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,037reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• H••••• M•••••••Certified Financial Planner | Arlington, Wa | Dec 3, 2007 | 34 y | 3 |
| T••• J•••• C•••••••Certified Financial Planner | Arlington, Wa | May 7, 2012 | 17 y | 1 |
| J•••• A••••• B•••••Certified Financial Planner | Arlington, Wa | Aug 14, 2018 | 13 y | 1 |
| W••••••••• O••••••••Chartered Financial Consultant | Arlington, Wa | Aug 18, 2021 | 10 y | 0 |
| A•••••••• P•••• G•••••••Certified Financial Planner | Anaheim, Ca | Aug 9, 2022 | 17 y | 1 |
| K•••• J•••• C•••••••Certified Financial Planner | San Luis Obispo, Ca | Jan 1, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- I•• J•••• W••••• to L•••••••• A•••••••• L••Mar 7, 2023 · RIA to RIA
- A••••••• L••••• G•••• to I••••••••• F•••••••• G••••• L••Jun 8, 2020 · RIA to RIA
- B•••• O• W•••• to F•••••••• M••••••••• I•••Jun 20, 2018 · RIA to RIA
Joined, latest
- A•••••••• P•••• G••••••• from N••••••••• M••••• I••••••••• S•••••••••Aug 9, 2022 · Other
- J•••• A••••• B••••• from E•••••••• A•••••••• L••Aug 14, 2018 · Affiliated broker-dealer or bank to independent RIA
- A••••••• L••••• G•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 7, 2018 · Wirehouse to independent RIA
- T••• J•••• C••••••• from W•••••• • R•••May 7, 2012 · Other
- T••• H••••• M••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 3, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• T•••• H••••• · Managing Member/Chief Compliance Officercontrolsince 09/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Anaheim Hills, CA1 employees
- San Luis Obispo, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 1,203.0 to 4,037.0 (+236.0%) between the annual amendments of 2025-04-02 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,206) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,203 to 4,037Oct 17, 2025 to Mar 31, 2026
- HNW clients · 308 to 417Oct 17, 2025 to Mar 31, 2026
- Individual clients · 786 to 870Oct 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.4BOct 17, 2025 to Mar 31, 2026
- HNW RAUM · $711M to $989MOct 17, 2025 to Mar 31, 2026
- Individual RAUM · $349M to $376MOct 17, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.4BOct 17, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Apr 2, 2025 to Jul 11, 2025
- Accounts · 3,273 to 1,203Feb 25, 2025 to Apr 2, 2025
- Advisory employees · 6 to 8Feb 25, 2025 to Apr 2, 2025
- HNW clients · 223 to 308Feb 25, 2025 to Apr 2, 2025
- Individual clients · 831 to 786Feb 25, 2025 to Apr 2, 2025
- Employees · 16 to 19Feb 25, 2025 to Apr 2, 2025
- Discretionary RAUM · $840M to $1.1BFeb 25, 2025 to Apr 2, 2025
- HNW RAUM · $549M to $711MFeb 25, 2025 to Apr 2, 2025
- Individual RAUM · $290M to $349MFeb 25, 2025 to Apr 2, 2025
- RAUM · $840M to $1.1BFeb 25, 2025 to Apr 2, 2025
- Accounts · 3,051 to 3,273Nov 3, 2023 to Mar 12, 2024
- HNW clients · 123 to 223Nov 3, 2023 to Mar 12, 2024
- Individual clients · 896 to 831Nov 3, 2023 to Mar 12, 2024
- Employees · 17 to 16Nov 3, 2023 to Mar 12, 2024
- Discretionary RAUM · $649M to $840MNov 3, 2023 to Mar 12, 2024
- HNW RAUM · $268M to $549MNov 3, 2023 to Mar 12, 2024
- Individual RAUM · $382M to $290MNov 3, 2023 to Mar 12, 2024
- RAUM · $649M to $840MNov 3, 2023 to Mar 12, 2024
- Accounts · 2,588 to 3,051Sep 14, 2022 to Mar 31, 2023
- Advisory employees · 4 to 6Sep 14, 2022 to Mar 31, 2023
- HNW clients · 87 to 123Sep 14, 2022 to Mar 31, 2023
- Individual clients · 785 to 896Sep 14, 2022 to Mar 31, 2023
- Employees · 9 to 17Sep 14, 2022 to Mar 31, 2023
- Financial planning clients · 101-250 to 251-500Sep 14, 2022 to Mar 31, 2023
- State-registered IARs · 4 to 6Sep 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $645M to $649MSep 14, 2022 to Mar 31, 2023
- HNW RAUM · $307M to $268MSep 14, 2022 to Mar 31, 2023
- Individual RAUM · $339M to $382MSep 14, 2022 to Mar 31, 2023
- RAUM · $645M to $649MSep 14, 2022 to Mar 31, 2023
- Other offices · 0 to 2Mar 22, 2022 to Sep 14, 2022
- Accounts · 2,341 to 2,588Sep 3, 2021 to Mar 22, 2022
- HNW clients · 76 to 87Sep 3, 2021 to Mar 22, 2022
- Individual clients · 735 to 785Sep 3, 2021 to Mar 22, 2022
Signals
6 dated events
- M••••••• • E••• L•• reported RAUM $1.4B, up 29% from $1.1B (2025-10-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M••••••• • E••• L•• reported RAUM $1.1B, up 26% from $839.6M (2025-02-25 to 2025-04-02)Apr 2, 2025 · RAUM change · derived
- M••••••• • E••• L•• reported RAUM $839.6M, up 29% from $649.4M (2023-11-03 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- I•• J•••• W••••• left M••••••• • E••• L•• for L•••••••• A•••••••• L•• (registered 2023-03-29)Mar 7, 2023 · Advisor changed firm · fact
- M••••••• • E••• L•• reported RAUM $645.4M, up 29% from $501.0M (2021-09-03 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- M••••••• • E••• L•• reported RAUM $501.0M, up 26% from $397.2M (2020-10-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 360-657-1819reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-248-5077reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 360-657-8600reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/periscope-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/mcilrath-eck-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mcilratheck.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (360) 657-8600reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- mcilratheck.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mcilratheck.com/our-firm/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $227Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026